United States: DOL Interprets Five-Part Investment Advice Test And Issues Final Investment Advice Prohibited Transaction Exemption - Groom Law Group

United States: DOL Interprets Five-Part Investment Advice Test And Issues Final Investment Advice Prohibited Transaction Exemption - Groom Law Group

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On December 15, 2020, the U.S. Department of Labor (the "DOL") issued its highly anticipated final prohibited transaction class exemption for fiduciary investment advice (the "Final Exemption").

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