United States: SEC Adopts Amendments To Investment Adviser Marketing Rule  - Cadwalader, Wickersham & Taft LLP

United States: SEC Adopts Amendments To Investment Adviser Marketing Rule - Cadwalader, Wickersham & Taft LLP

Mondaq

Published

The SEC adopted amendments under the Advisers Act for the advertising and cash solicitation rules, the books and records rule, and Form ADV.

Full Article